Risk & Compliance

Fifteen answers on risk and compliance in banking. The first answers cover risk management in banking: credit, market, liquidity and counterparty risk. The next cover regulatory compliance in banking, from Basel III to MiFID II. The last cover EU crypto regulation and the EU AI Act explained for banks.

Where to start

What is risk management in banking? A bank measures the risks it takes, holds capital and liquid assets against them, and reports both to its supervisor. Crypto compliance applies the same steps to crypto-assets. Crypto regulation in Europe rests on MiCA and the Travel Rule; crypto regulation in Germany adds the national law that names BaFin as supervisor.

RegTech explained in one line: software that automates these checks.

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